CMAJ Readers' Forum

Eying guidelines

Online posting: Oct. 15, 1996
Published in print: Dec. 15, 1996 (CMAJ 1996;155:1666)
Re: Clinical practice guidelines and the law, by Eike-Henner Kluge, CMAJ 1996;155:574-6 [in brief / en bref]
The CMA, in collaboration with the National Partnership for Quality in Health Care, has actively facilitated the development of clinical practice guidelines (CPGs) in Canada during the last 4 years. This involvement has included commissioning a study by Daniel Jutras into the legal aspects of guidelines[1] and publishing Guidelines for Canadian Clinical Practice Guidelines.[2] We therefore read Eike-Henner Kluge's article on the topic in CMAJ with interest.

We are pleased to note Kluge's emphasis on the need for clinicians to use CPGs flexibly, always keeping in mind the uniqueness of each patient's condition, preferences and environment. This concept is incorporated into our guidelines for CPGs: "Clinical practice guidelines should be sufficiently flexible to allow patients and physicians to exercise judgement when choosing among available options." We find it refreshing that a nonclinician appreciates the value of clinical judgement in applying CPG recommendations to each patient's unique needs.

We are concerned, however, about Kluge's single-minded approach to guidelines as simply tools for "reducing the cost of health care . . . and freeing clinical practice from the threat of litigation." In fact, the goal of CPGs is to improve the quality of health care, which includes accessibility, appropriateness, effectiveness, efficiency, safety, acceptability and provider competence. Although some of these aspects of quality will certainly impinge upon the cost of health care and the threat of litigation, affecting cost and litigation is not the goal of guidelines.

We are also concerned about Kluge's assertion that "guidelines can set only minimal standards." If they are to be flexible and to allow for physician and patient judgement, CPGs cannot be held up as standards, minimal or otherwise. There is a logical inconsistency between the flexibility inherent in a guideline and the rigidity of a standard that must be followed. Jutras[1] states clearly that guidelines are not developed to establish the legal standard of care. They become a legal standard only through legislation or through acceptance by the medical community as an expected standard of behaviour. Otherwise, a CPG is perceived by the legal system as simply one opinion about the standard of care.

Ronald H. Wensel, MD, FRCPC
Chair
Committee on Quality of Care

Anne O. Carter, MD, MHSc, FRCPC
Associate Director
Research Directorate

David Walters, MA, MD, CCFP
Director
Health Care and Promotion
Professional Affairs Directorate

Susan Beardall, BScN, MHSc
Senior Project Manager
Quality of Care Program
Canadian Medical Association
Ottawa, Ont.
beards@cma.ca

References

  1. Jutras D. Clinical practice guidelines as legal norms. CMAJ 1993;148:905-8.
  2. Guidelines for Canadian clinical practice guidelines. Ottawa: Canadian Medical Association, 1994.

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