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Section Title: News and Publications

PRIVACY ACT,
ACCESS TO INFORMATION ACT

ANNUAL REPORT
2005–2006

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INTRODUCTION

Citizenship and Immigration Canada (CIC) is pleased to submit to Parliament its 12th annual report on the administration of the Privacy Act and the Access to Information Act for the fiscal year commencing April 1, 2005, and ending March 31, 2006.

This report is presented in accordance with section 72 of each Act. Part one deals with the Privacy Act and part two with the Access to Information Act.

The authority of the Department to administer its programs is found in the Department of Citizenship and Immigration Act, the Citizenship Act and its regulations, and the Immigration and Refugee Protection Act and its regulations.

The work of CIC encompasses a broad range of activities. The Department:

  • admits immigrants, foreign students, visitors and temporary workers who enhance Canada’s social and economic growth;
  • resettles, protects and provides a safe haven for refugees;
  • helps newcomers adapt to Canadian society and become Canadian citizens; and
  • manages access to Canada to protect the security and health of Canadians and the integrity of Canadian laws.

The administration of the Privacy Act and the Access to Information Act is the responsibility of the Public Rights Administration Division (PRAD) of the Corporate Services Sector, under the direction of the Access to Information and Privacy Coordinator. The Coordinator is responsible for planning, developing and updating policies and procedures related to the two acts and ensuring departmental compliance with legislative obligations. PRAD plays a key role in the processing of requests for information and coordinates all activities related to the legislation and the associated regulations, directives and guidelines.

Requests for personal information made under the Privacy Act are processed on a decentralized basis, the responsibility for disclosure resting primarily with the local offices and points of service that control the records. Officials at the regional level are delegated by the Minister to authorize certain exemptions pursuant to section 73 of the Privacy Act. Conversely, requests made under the Access to Information Act are processed only at National Headquarters by officials who are designated by the Minister to authorize all exemptions.

New Developments

Highlights

In 2005-2006, CIC undertook the following initiatives to gain efficiencies and improve client service under the Access to Information and Privacy (ATIP) Acts:

  • Distribution of promotional messages, presentation of workshops, training courses and awareness sessions to increase the knowledge and understanding of ATIP across the Department. Delivery of seven training sessions in the regions and at NHQ and four branchspecific information sessions. PRAD also presented the basics of ATIP at all “Welcome to CIC” courses given by the Department. In addition, PRAD hosted a two-day departmental ATIP Coordinators’ conference in November.
  • Further changes to processes and procedures, such as the delivery of scanners to the regional offices and some offices overseas.
  • Continuance of a partnership with the Information Management Branch to increase awareness of information management across the Department and its relation to ATIP. PRAD became one of the first groups within CIC to implement the Records, Document and Information Management System (RDIMS).
  • Maintenance of and additions to CIC’s Web site to assist the public in obtaining information about ATIP. Recently, the site has been expanded to include frequently asked questions.
  • Updating and expansion to PRAD’s internal Web site on a monthly basis to assist CIC employees in understanding ATIP and in processing ATIP requests.
  • Expansion of the delegation of authority to gain efficiencies and reduce bottlenecks in PRAD.
  • Creation of a client service unit designed to assist clients in submitting ATIP requests and obtaining updates on the status of their requests.

Performance

In addition to the initiatives listed above, and despite the fact that the volume of access to information requests received by CIC increased by over 14%, CIC met deadlines for 91.6% of the requests received over the course of the year. A significant backlog of requests made by one bulk requestor was also eliminated this year. Thirty-four complaints were made to the Information Commissioner, which represents only 0.3% of the requests received. This figure is down from about 0.5% last year.

CIC met deadlines in 67.8% of privacy requests and continues to strive to improve this performance. Complaints to the Privacy Commissioner were made in 82 cases, which represent only 1.9% of requests received. This percentage is about the same as last year.

Consultations

In addition to processing requests under the Access to Information Act and the Privacy Act, CIC was also consulted by other government institutions in 211 cases where the records sought from these institutions related to CIC activities. The statistics for these 211 cases are not included in this report.

Data-Matching Activities

CIC did not undertake any new data-matching or information sharing activities during the reporting period.

Privacy Impact Assessments (PIAs)/
Preliminary Privacy Impact Assessments (PPIAs)

PPIAs:

OFF-CAMPUS WORK PERMIT PROGRAM FOR INTERNATIONAL STUDENTS

This PPIA concerns eligible international students who can apply for a work permit to work off campus. It addresses issues regarding the exchange of personal information for the purpose of an annual verification process on the students’ eligibility to work off campus.

On-going PIAs:

BIOMETRICS

Admissibility Branch (recently renamed Risk Assurance Branch) has completed the final version of the PIA for the Biometrics Field Trial and this will be submitted to the Office of the Privacy Commissioner (OPC). This final version includes adjustments made as a result of consultations with the OPC.

The scope of the PIA dealt with how biometric technology will affect both CIC’s current processes and its clients. The following areas were addressed: structure of the field trial, legislative authority, risk management, communications, the creation and storage of templates within the context of a field trial and the measurement of client satisfaction.

GOING TO CANADA IMMIGRATION PORTAL

The “Going to Canada” Immigration Portal was designed to provide seamless on-line information and services from a variety of government and non-governmental sources to help prospective and new immigrants make informed decisions about living and working in Canada. The portal is accessible on the Government of Canada’s Web site at www.directioncanada.gc.ca. In 2005, the Integration Branch and Business Solutions Branch completed a PPIA for the “Going to Canada” Immigration Portal initiative. That report was submitted to the Office of the Privacy Commissioner. The Integration Branch is initiating a PIA in response to some of the recommendations outlined in the report.

E-MEDICAL PROJECT

The Information Management and Technologies Branch has led a CIC-wide planning process concerning e-initiatives for client service transformation, including e-application and the Medical Services Branch’s related e-projects. A PIA on these projects was completed in February 2006. This PIA identifies recommended steps to address and satisfy privacy issues related to the Medical Services Branch’s e-projects.

PIA Summaries:

The following PIA summaries were published on CIC’s Web site http://www.cic.gc.ca/english/department/atip/pia.html in 2005-2006.

  • e-Client Application Status (e-CAS)
  • Global Case Management System (GCMS)
  • Immigration-Contribution Accountability Measurement System (iCAMS)
  • Statement of Mutual Understanding on Information Sharing
  • Temporary Resident Application

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PART ONE:
PRIVACY ACT

1. Statistical summary of actions taken by CIC in response to requests for information under the Privacy Act

The following statistics summarize the activities undertaken by CIC under the Privacy Act in the year under review.

(a) Requests under the Privacy Act

Received during the reporting period 4,176
Outstanding from previous period (received in previous years and still in process at beginning of 2005–2006) 1,188
Total: 5,364
Completed during reporting period 3,980
Carried forward to 2006-2007 (received in previous years and still in process at beginning of 2006-2007) 1,322

(b) Disposition of completed requests

All disclosed 2,107
Disclosed in part 1,032
Nothing disclosed (excluded in total) 0
Nothing disclosed (exempted in total) 0
Unable to process 503
Abandoned by applicant 292
Transferred 46
Total: 3,980

A total of 3,980 requests were completed during the fiscal year. Of these, the information requested was disclosed in its entirety in 2,107 cases, (or 52.9%) of all requests. Information for an additional 1,032 requests (or 25.9%) was partially released. The remaining 841 completed requests (or 21.1%) fell under the categories of unable to process, abandoned by applicant, or transferred to another Federal institution.

(c) Exemptions invoked

Subsection 18(2) 0
Paragraph 19(1)(a) 35
Paragraph 19(1)(b) 3
Paragraph 19(1)(c) 23
Paragraph 19(1)(d) 17
Section 20 0
Section 21 413
Paragraph 22(1)(a) 9
Paragraph 22(1)(b) 97
Paragraph 22(1)(c) 0
Subsection 22(2) 0
Subsection 23(a) 0
Section 24 0
Section 25 17
Section 26 453
Section 27 9
Section 28 0
Total: 1,076

The majority of exemptions invoked under the Privacy Act fell under section 26, which is designed to protect the personal information of an individual other than the requestor; section 21, which concerns international affairs and defence; section 22, which deals with law enforcement and investigations; and section 19, which covers personal information obtained in confidence.

(d) Exclusions invoked

Paragraph 69(1)(a) 0
Paragraph 69(1)(b) 0
Paragraph 70(1)(a) 0
Paragraph 70(1)(b) 0
Paragraph 70(1)(c) 0
Paragraph 70(1)(d) 0
Paragraph 70(1)(e) 0
Paragraph 70(1)(f) 0
Total: 0

(e) Completion time

30 days or under 2,837
31 to 60 days 419
61 to 120 days 221
121 days or over 503
Total: 3,980

(f) Extensions for 30 days or under

Interference with operations 8
Consultations 298
Translations 1
Total: 307

(g) Translations

Translations requested 16
English to French 11
French to English 5

(h) Method of access

Copies given 3,129
Examinations 6
Copies and examinations 4
Total: 3,139

(i) Corrections and notations

Corrections requested 20
Corrections made 6
Notations attached 14

(j) Costs

Full-time equivalent utilization 21.4
Salaries $1,752,000
Administration $987,000
Total: $2,739,000

2. Complaints and appeals

(a) Complaints to the Privacy Commissioner

Received during reporting period 82
Outstanding from previous period 57
Total: 139
Completed during reporting period 82
Carried forward to 2006–2007 57

3. Disclosure of personal information under subsection 8(2)

The majority of requests concerning the disclosure of personal information fall under paragraph 8(2)(e). The Department processes formal requests when an investigative body designated in the Regulations submits a request in accordance with the requirements specified in the Treasury Board manual on privacy and data protection.

During the period under review, 701 requests for information concerning CIC’s clients were received from investigative bodies under paragraph 8(2)(e). Most requests for the year 2005-2006 were from the following agencies:

  • The Royal Canadian Mounted Police
  • The Canada Revenue Agency
  • The Canadian Security Intelligence Service

There were also 28 releases of personal information reported under paragraph 8(2)(f), which concerns the enforcement of any law or the carrying out of lawful investigations.

There were no releases of personal information under paragraph 8(2)(m), which concerns cases where the public interest in disclosure clearly outweighs any invasion of privacy and where disclosure would clearly benefit the individual to whom the information relates.

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PART TWO:
ACCESS TO INFORMATION ACT

1. Statistical summary of actions taken by CIC in response to requests for information under the Access to Information Act

This section summarizes the activities undertaken by CIC under the Access to Information Act in the year under review.

(a) Requests under the Access to Information Act

Received during the reporting period 10,309
Outstanding from previous period (received in previous
years and still in process at beginning of 2005–2006)
1,732
Total: 12,041
Completed during reporting period 10,518
Carried forward to 2006–2007 (received in 2005–2006
and still in process at beginning of 2006–2007)
1,523

(b) Source of requests

Media 52
Business 7,732
Organization 138
Public 2,312
Academia 75
Total: 10,309

(c) Disposition of completed requests

All disclosed 3,608
Disclosed in part 5,699
Nothing disclosed (excluded in total) 4
Nothing disclosed (exempted in total) 8
Transferred 52
Unable to process 401
Abandoned by applicant 737
Treated informally 9
Total: 10,518

(d) Exemptions invoked

Paragraph 13(1)(a) 191
Paragraph 13(1)(b) 25
Paragraph 13(1)(c) 288
Paragraph 13(1)(d) 64
Section 14 99
Subsection 15(1) 2,817
Paragraph 16(1)(a) 123
Paragraph 16(1)(b) 104
Paragraph 16(1)(c) 1,147
Paragraph 16(1)(d) 0
Subsection 16(2) 304
Subsection 16(3) 0
Section 17 28
Subsection 18(a) 7
Subsection 18(b) 6
Subsection 18(c) 0
Subsection 18(d) 7
Subsection 19(1) 4,047
Paragraph 20(1)(a) 91
Paragraph 20(1)(b) 46
Paragraph 20(1)(c) 40
Paragraph 20(1)(d) 13
Paragraph 21(1)(a) 266
Paragraph 21(1)(b) 312
Paragraph 21(1)(c) 97
Paragraph 21(1)(d) 79
Section 22 23
Section 23 224
Section 24 4
Section 26 3
Total: 10,455

The majority of exemptions invoked under the Access to Information Act fell under three sections: subsection 19(1), which is designed to protect the personal information of an individual other than the requestor; subsection 15(1), which covers international relations, defence and subversive activities; and section 16, which deals with law enforcement and investigations. Subsection 19(1) was invoked in 4,047 cases, (or 38.7%) of all exemptions that applied in 2005-2006. In addition, 2,817 cases, (or 26.9% of the total exemptions) were exempted under subsection 15(1). Another 1,678 cases, (or 16%), were exempted pursuant to section 16 of the Act.

(e) Exclusions cited

Subsection 68(a) 45
Subsection 68(b) 0
Subsection 68(c) 0
Paragraph 69(1)(a) 76
Paragraph 69(1)(b) 0
Paragraph 69(1)(c) 3
Paragraph 69(1)(d) 5
Paragraph 69(1)(e) 16
Paragraph 69(1)(f) 1
Paragraph 69(1)(g) 185
Total: 331

(f) Completion time

30 days or under 6,566
31 to 60 days 2,728
61 to 120 days 458
121 days or over 766
Total: 10,518

(g) Extensions for 30 days or under

Searches/volume 90
Consultations 916
Third-party consultations 4
Total: 1,010

(h) Extensions for 31 days or over

Searches/volume 351
Consultations 58
Third-party consultations 5
Total: 414

(i) Method of access

Copies given 9,296
Examinations 3
Copies and examinations 8
Total: 9,307

(j) Costs

Full-time equivalent utilization 27.3
Salaries $1,138,800
Administration 641,550
Total: $1,780,350

(k) Net fees collected

Application fees $53,369.61
Reproduction 23,830.00
Searches 320.00
Preparation 42.50
Computer processing 10.00
Total: $77,572.91

(l) Fees waived

$25 or under $31,039.30
Over $25 $9,181.00
Total: $40,220.30

2. Complaints and appeals

(a) Complaints to the Information Commissioner

Received during reporting period 34
Outstanding from previous period 23
Total: 57
Completed during reporting period 35
Carried forward to 2006–2007 22

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Activities carried out in 2005–2006 under the Privacy Act

Institution

Citizenship and Immigration Canada
Reporting period

April 1, 2005 – March 31, 2006

I   Requests under the Privacy Act
Received during reporting period 4,176
Outstanding from previous period 1,188
TOTAL 5,364
Completed during reporting period 3,980
Carried forward 1,322

II   Disposition of request completed
1. All disclosed 2,107
2. Disclosed in part 1,032
3. Nothing disclosed (excluded) 0
4. Nothing disclosed (exempt) 0
5. Unable to process 503
6. Abandonned by applicant 292
7. Transferred 46
TOTAL 3,980

III   Exemptions invoked
Section 18(2) 0
Section 19(1) (a) 35
(b) 3
(c) 23
(d) 17
Section 20 0
Section 21 413
Section 22(1) (a) 9
(b) 97
(c) 0
Section 22(2) 0
Section 23 (a) 0
(b) 0
Section 24 0
Section 25 17
Section 26 453
Section 27 9
Section 28 0

IV   Exclusions cited
Section 69(1) (a) 0
(b) 0
Section 70(1) (a) 0
(b) 0
(c) 0
(d) 0
(e) 0
(f) 0

V   Completion time
30 days or under 2,837
31 to 60 days 419
61 to 120 days 221
121 days or over 503

VI   Extentions
  30 days or under 31 days or over
Interference with operations 8 0
Consultation 298 0
Translation 1 0
TOTAL 307 0

VII  Translations
Translations requested  16
Translations
prepared
English to French 11
French to English 5

VIII   Method of access
Copies given 3,129
Examination 6
Copies and examination 4

IX   Corrections and notation
Corrections requested 20
Corrections made 6
Notation attached 14

X   Costs
Financial (all reasons)
Salary $ 1,752,000
Administration (O and M) $ 987,000
TOTAL $ 2,739,000
 
Person year utilization (all reasons)
Person year (decimal format) 21.4

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Activities carried out in 2005–2006 under the Access to Information Act

Institution

Citizenship and Immigration Canada
Reporting period

April 1, 2005– March 31, 2006

Source
Media 52
Academia 75
Business 7,732
Organization 138
Public 2,312

I   Requests under the Access to Information Act
Received during reporting period 10,309
Outstanding from previous period 1,732
TOTAL 12,041
Completed during reporting period 10,518
Carried forward 1,523

II   Dispositon of requests completed
1. All disclosed 3,608
2. Disclosed in part 5,699
3. Nothing disclosed (excluded) 4
4. Nothing disclosed (exempt) 8
5. Transferred 52
6. Unable to process 401
7. Abandoned by applicant 737
8. Treated informally 9
TOTAL 10,518

III   Exemptions invoked
Section 13(1) (a) 191
(b) 25
(c) 288
(d) 64
Section 14 99
Section 15(1) International rel. & Defence 2,817
Section 16(1) (a) 123
(b) 104
(c) 1,147
(d) 0
Section 16(2) 304
Section 16(3) 0
Section 17 28
Section 18 (a) 7
(b) 6
(c) 0
(d) 7
Section 19(1) 4,047
Section 20(1) (a) 91
(b) 46
(c) 40
(d) 13
Section 21(1) (a) 266
(b) 312
(c) 97
(d) 79
Section 22 23
Section 23 224
Section 24 4
Section 26 3

IV   Exclusions cited
Section 68 (a) 45
(b) 0
(c) 0
Section 69(1) (a) 76
(b) 0
(c) 3
(d) 5
(e) 16
(f) 1
(g) 185

V   Completion time
30 days or under 6,566
31 to 60 days 2,728
61 to 120 days 458
121 days or over 766

VI   Extensions
  30 days or under 31 days or over
Searching 90 351
Consultation 916 58
Third party 4 5
TOTAL 1,010 414

VII   Translations
Translations requested 0
Translations prepared English to French 0
French to English 0

VIII   Method of access
Copies given 9,296
Examination 3
Copies and examination 8

IX   Fees
Net fees collected
Application fees $53,369.61 Preparation $42.50
Reproduction $23,830.80 Computer processing $10.00
Searching $320.00 TOTAL $77,572.91
Fees waived No. of times $
$25.00 or under 8,050 $ $31,039.30
Over $25.00 117 $ $9,181.70

X   Costs
Financial (all reasons)
Salary $ 1,138,800.00
Administration (O and M) $ 641,550.00
TOTAL $ 1,780,350.00
Person year utilization (all reasons)
Person year (decimal format) 27.3

 

© Minister of Public Works and Government Services Canada, 2006
Cat. no. Ci1-4/2006
0-662-49221-8

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