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SMART REGULATION
A Regulatory Strategy for Canada
ANNEX II: A PUBLIC INTEREST ACCOUNTABILITY
FRAMEWORK (PIAF)47
In writing decisions, regulatory tribunals should conclude
with an explanation of the tradeoffs that have been made in order
to protect the public interest. This is a two-stage process.
PIAF Stage I Review of the Evidence
- Has due process been followed in constructing the regulatory
decision-making process, and can we with confidence say that
decisions that result from that process have been shaped fairly?
Key benchmarks here are accessibility, transparency (distribution
and availability of information), mechanisms for participation
and deliberation, accountability and neutrality in
decision-making.
- What is the state of Canadian public opinion on the issue?
Are there clear majority views on various aspects of the
issue?
- Which specific interests are connected to the issue, and what
are their views? How are the costs and benefits of different
regulatory options distributed among these groups and more
generally among the Canadian population?
- What are the key common interests or public goods at stake in
this area — examples would include health, security,
safety, environmental protection, future generations, innovation,
competitiveness. How are risks assessed? What is the balance of
these common interests?
- Are there shared values or normative guidelines that affect
decision-making in this area? Are there specific legal rights of
either individuals or collectivities that should be referred to
in the decision-making process?
PIAF Stage II Balancing the Interests
A statement of how the decision has struck the balance among
the interests at play in the proceedings — including those
of the consumers, businesses, individual and collective
interests.
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