Editorial / Éditorial

Authors: Who contributes what?

Bruce P. Squires, MD, PhD

Canadian Medical Association Journal 1996; 155: 897-898

[résumé]


Dr. Squires recently retired as editor-in-chief of CMAJ.

Paper reprints may be obtained from: Dr. Bruce P. Squires, 96 Frank St., Ottawa ON K2P 0X2

The full text may also be ordered from the Canada Institute for Scientific and Technical Information (CISTI) or Ovid Technologies.

© 1996 Canadian Medical Association (text and abstract/résumé)


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Abstract

In this issue (see pages 877 to 882 [abstract]) Dr. H. Dele Davies and associates examine how a sample of pediatric department chairs and faculty deans' offices perceive the involvement of faculty members in medical research. Their findings point to the confusion that surrounds the question of authorship in collaborative research. Dr. Drummond Rennie, deputy editor of the Journal of the American Medical Association, has proposed that a complete and descriptive list of "contributors" replace author lists and acknowledgements. Slight modifications to the International Committee of Medical Journal Editors guidelines on authorship retain the designation "author" and the use of acknowledgements but encourage the explicit description of each investigator's contribution. Researchers and editors should continue to explore ways to ensure that contributions to published research are clearly and honestly identified.


Résumé

Dans ce numéro (voir pages 877 à 882 [résumé]), le Dr H. Dele Davies et ses collègues examinent comment un échantillon de directeurs de départements de pédiatrie et de cabinets de doyens de facultés perçoivent la participation d'enseignants à des activités de recherche médicale. Leurs constatations mettent en évidence la confusion qui règne au sujet de la question de la qualité d'auteur dans le domaine de la recherche en collaboration. Le Dr Drummond Rennie, rédacteur adjoint du Journal of the American Medical Association, a proposé qu'une liste complète et descriptive des «collaborateurs» remplace les listes d'auteurs et les remerciements. De légères modifications apportées aux directives sur la qualité d'auteur du Comité international des rédacteurs de journaux médicaux maintiennent la désignation «auteur» et les remerciements, mais encouragent à décrire clairement la contribution de chaque chercheur. Les chercheurs et les rédacteurs devraient continuer de chercher des façons d'assurer que l'on identifie clairement et honnêtement ceux qui ont contribué à des recherches publiées.
In this issue (see pages 877 to 882 [abstract / résumé]) Drs. H. Dele Davies, Joanne M. Langley and David P. Speert demonstrate that Canadian university departments of pediatrics have no formal policies for assessing the authorship of medical research articles and argue that "universities need more uniform and objective means of rating contributions" to collaborative research. This observation is not new and is certainly not confined to pediatrics. As collaborative research involves more and more investigators it becomes increasingly difficult to determine which authors did what and who are accountable for the reports to which their names are attached. Who should be listed as authors? In which order should they be listed? What amount and type of activity constitutes authorship? The issue of authorship is also important to universities as they establish criteria for awarding promotion and tenure, and to funding agencies as they assess the credentials of the many applicants for limited research dollars.

In an attempt to clarify the definition of authorship, the International Committee of Medical Journal Editors (ICMJE) drew up guidelines in 1985.[1] These were subsequently modified in 1994, but they retained the principle that each listed author should be able "to take public responsibility for the content [of the article]."[2] The committee members could not agree on the best order in which to list authors and compromised with the recommendation that the order of authors be agreed upon by all coauthors.

As Davies and associates show, the ICMJE definition is not working -- presumably because authors do not understand it, do not know about it or do not adhere to it. The confusion surrounding the question of authorship was the subject of a meeting of medical authors and editors convened in Nottingham, England, on June 6, 1996, under the auspices of the British Medical Journal, The Lancet, the University of Nottingham and Locknet (the international peer-review research network). The keynote speaker, Drummond Rennie, deputy editor of the Journal of the American Medical Association, proposed that the current attribution of authorship be replaced with a far more complete listing of all contributors, including an explicit description of what each did. This, he argued convincingly, would help to eliminate gratuitous authorship (no department head would want to be identified as an author when he or she did not contribute to the study) and would encourage the inclusion of other substantial contributors, such as statisticians and graduate students, who are often overlooked. He also suggested that, in a very complex study, the contributors could name one or more of the group as "guarantors" to act for the group in approving editorial revisions.

Although participants at the Nottingham meeting seemed to agree with the concept of listing all contributors, not all were convinced that substituting "guarantors" and "contributors" for author lists and acknowledgements would fully resolve the problem. Wouldn't listing everyone under the catch-all of "contributors" serve only to obscure further the question of responsibility?

At a subsequent meeting of the ICMJE on July 7 and 8, also in Nottingham, committee members were clearly unwilling to alter substantially the ICMJE statement on authorship to comply fully with Rennie's proposal. Nevertheless, the committee did adjust the statement to say that authors may be required to specify what they contributed to the study (Table 1). The committee also encouraged journal editors to discuss Rennie's proposal and to discuss with researchers the concept of listing all contributors and their activities. At its next meeting, to be held in Boston, May 9 and 10, 1997, the ICMJE will reconsider the guidelines on authorship with a view to pursuing one of three options: retaining and enforcing more rigidly the current guidelines; revising the guidelines; or eliminating author lists and acknowledgements in favour of listing "contributors" and "guarantors."

In the meantime, readers and investigators are encouraged to discuss the issues surrounding authorship with their editors and colleagues. The ultimate goal is a more accurate and descriptive listing of all genuine participants in collaborative research.

References

  1. International Committee of Medical Journal Editors. Guidelines on authorship. BMJ 1985; 291: 722.

  2. International Committee of Medical Journal Editors. Uniform requirements for manuscripts submitted to biomedical journals. Philadelphia: American College of Physicians, 1994: 7-8.

| CMAJ October 1, 1996 (vol 155, no 7)  /  JAMC le 1er octobre 1996 (vol 155, no 7) |