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Proposed Federal Policy Statement and Guidelines On Engaging Canadians

1.0 Context: The Changing Environment

This section would provide a rationale for the development of a federal policy statement and guidelines on engaging Canadians. This initiative would accord with Canada=s evolving democratic practices; changing public expectations; heightened interest among research and civil society organizations; and recent actions by the Government to support and promote effective engagement in the development of policy and the design and implementation of programs and services.]

Evolving Democratic Practices

- Canada=s system of parliamentary and representative government has the capacity for both continuity and change.

- Canadians continue to view their elected representatives as a primary means to convey their views to governments.

- Canadian democracy includes a strong tradition of civic participation which takes many forms, from expressing preferences through voting to participating in voluntary associations.

- Canadians are seeking ways to participate more directly in the development of public policies, programs and services.

- Consultation and citizen engagement processes, which permit a direct sounding of the views of citizens and groups, are intended to complement our current democratic institutions and enrich civic participation.

Changing Public Expectations (based on EKOs "Rethinking Citizen Engagement", 1998-99)

- Recent public opinion research indicates that in Canada - as in most western democracies confidence in democratic institutions has declined.

- Specifically, political representatives and institutions are seen to be insufficiently responsive to the priorities and values of most Canadians.

- Canadians want to be involved in government decision-making:

- 86% say that the government should consult/engage citizens more

- 88% report that they would feel better about government decisions if they knew that governments regularly sought informed input from average citizens.

- However, there is evidence of disillusionment with the government=s current consultation efforts:

- only 24% agree that the federal government is doing a good job of consulting Canadians

- 43% say that even when they are consulted, citizens= views have no real impact on government decisions.

- Canadians have clear expectations of government consultation processes and are willing to take the time to participate when conditions include:

- relevant issues

- representative processes; and

- assured listening.

Recent and Current Federal Actions and Commitments re: Consultation

- existing federal Consultation Guidelines, 1992

- existing departmental consultation policies and guidelines; legislative requirements

- Speech from the Throne commitment to citizen engagement, 1997

- new Memoranda to Cabinet directive (AConsultations and Perspectives@), 1997

- revised ACabinet Directive on Law-Making@ (consultation reference), 1999

- ASocial Union Framework Agreement@ (SUFA) and commitment to engage Canadians, 1999

- 1999 annual report of the Commissioner of the Environment and Sustainable Development (chapter 2, ASustainable Development Strategy Consultations@ and the Government=s response)

- development of an evaluation framework for consultation (in progress by TBS, 1999 - 2000)

- renewed commitment and support to the voluntary sector through the establishment of a AVoluntary Sector Task Force@.

- renewed emphasis on consultation training and development (PSC/CCMD)

- global context: e.g. Canada=s participation in an OECD study on AStrengthening Government-Citizen Connections@, 1999 - 2000

2.0     Scope and Parameters

[This section would define the key terminology and general range of activities and circumstances encompassed by the new policy statement and guidelines. It would provide a definition of consultation/citizen engagement as well as parameters (e.g. from structured consultation to public dialogue to shared decision-making to citizen-led initiatives).

Definition

[To be developed.]

Parameters

[To be developed.]

3.0    Federal Commitment

[This section would express the Government of Canada=s commitment to effective and meaningful consultation/engagement in the following terms: a visionary declaration of commitment; objectives and guiding principles; application; and a statement of roles and responsibilities regarding its implementation.]

Proposed Federal Commitment

The Government of Canada is committed to promoting and supporting the engagement of Canadians in the development of public policy and the design and implementation of programs and services, and to encouraging the ongoing improvement of decision-making through public involvement .

Objectives

This commitment is intended to result in:

- policies and programs that are responsive to public priorities, needs and concerns;

- well-informed, sound and broadly accepted decisions;

- accountability to decision-makers and the public;

- ongoing improvement of federal consultation processes;

- enhanced understanding of the government=s decision-making and policy-formulation processes; and

- increased confidence in federal institutions.

Principles

The following principles will guide the planning, implementation and evaluation of federal consultation/engagement processes:

- integral to public policy development and decision-making;

- shared understanding of purpose;

- consultation approaches appropriate to circumstances;

- openness, mutual respect and transparency;

- inclusiveness;

- equitable access to participation;

- reasonable time frames;

- factual, timely, accessible and relevant information;

- flexibility;

- coordination (of federal horizontal issues and between orders of government);

- assured listening; and

- demonstrated effectiveness.

Application

These guidelines would be intended to provide overall direction for consultation/citizen engagement exercises conducted by all federal departments and agencies. They complement, but not replace, existing legislation or sector-specific requirements (e.g. ARegulatory Policy@ (1995); ADraft Guidelines for Fiduciary Relationships with Aboriginal Peoples@, (1999).]

Roles and Responsibilities

The responsibility for promoting, supporting and implementing the guidelines would be shared by:

- Ministers

- deputy heads

- central agencies

- federal departments and agencies; and

- federal regional councils and offices.

4.0      Social Union Framework Agreement (SUFA)

[Addresses the implications of the Social Union Framework for the participation of Canadians.]

Commitment

The February 1999 Social Union Framework Agreement includes a commitment to ensure effective mechanisms for Canadians to participate in developing social priorities and reviewing outcomes.

Appropriate Processes for Joint Initiatives

For joint initiatives involving the federal, provincial and territorial governments, meeting this commitment requires that appropriate processes are in place in the policy sectors covered by the Agreement. In developing or adjusting such processes, attention should be paid to the need for:

collaboration:

- setting objectives for consultation/engagement exercises;

- developing modalities of citizen involvement

- preparation of documents; and

- assessment of results/preparation of reports.

sufficient time:

- to develop the objectives and modalities of exercise;

- for the preparation of documents; and

- to seek political direction at various stages of exercise.

flexibility:

- to adjust to changes in circumstances and timing; and

- in accommodating existing processes in each jurisdiction.

Appropriate Processes for Federally-Sponsored Initiatives

For initiatives sponsored by the federal government alone, meeting the SUFA commitment requires that appropriate processes are in place to allow Canadians to participate in the development of social priorities and review outcomes. In so doing, federal departments and agencies should respect the guidelines presented in this document and also take account of relevant processes for related policies and programs that are sponsored jointly or by provincial governments on their own. Depending on circumstances, this would include:

- informing provincial and territorial counterparts of federal intentions;

- consulting on consultation plans - e.g. timing and nature of process, participants;

- coordinating respective consultation exercises; and

- sharing information and conclusions from respective

5.0 Annexes

Development Process

Development Process [Development Process Development Process

Description of the process for the development of these guidelines (e.g. participants, time frame, etc.)]

Intervener/Participant Funding

[A proposed baseline approach to participant funding based on current TBS expense guidelines for public servants and existing departmental policies and guidelines. The proposed approach allows for adaptation by departments to accommodate their unique circumstances and requirements.]

Evaluation Framework

[Reference to the current work of the TBS to develop, in collaboration with departmental representatives, an evaluation framework for federal consultation processes.]

Consultation Mechanisms/Case Studies

[Description of a range of consultation/citizen engagement mechanisms.]

References/Bibliography

[List of key documents researched and/or reflected in the policy and guidelines.]

    

Last Modified: 2001-07-12  Important Notices