IV
CANADIAN ADAPTATION AND PRACTICE
The Fabric of the Constitution
The British North America Act, enacted at Westminster in 1867,
is Canada's basic constitutional document. The Act created Canada’s
Parliament and provided for an executive government in the Governor
General exercising the powers of the Crown on the advice of the Privy
Council. Although the Act says little else about the executive, it
implies the then well established conventions of the British
constitution requiring the Crown to act on "advice".
The Act presupposes, and its preamble makes clear, that as a
constitutional document it must be taken in conjunction with the body of
precedent and Common Law from which it itself emerged.1
Accordingly, the BNA Act does not specify
the responsibility of the ministry to Parliament, the office of Prime
Minister or the powers of that office. The Act did, however, define the
composition of Parliament, and in that it assumed that in the exercise
of executive authority the Crown would be responsible to and dependent
upon the approval of the Senate and the House of Commons. Indeed, not
only did convention demand that the ministers answer to the House of
Commons for the advice given the Crown, but the responsibility of the
ministry before Parliament may be said to have been implicit in the Act.
In these respects the BNA Act reflected most of the more
important conventions surrounding the individual responsibilities of
ministers for their actions.2
The Act acknowledged in law the control of the House of Commons over
taxing and spending. It also established in law that spending proposals
could only be made by the Crown.3 These
essential aspects of the supply procedure indirectly introduced into the
law an element of collective ministerial responsibility, which by the
mid-19th century had begun to take a firm hold in the constitution
through the convention that spending proposals must come from the
government as a whole, and through the special unifying role that was
the raison d’être for the Prime Minister and the emergence of
the cabinet. Each of these conventional rules was to have an important
influence on the development of responsibility in the constitution.
Although the Canadian constitution was provided for in the BNA Act
and the constitutional practice and custom of Westminster’s traditions
and the body of English Common Law, Canada already had a body of
constitutional experience upon which to draw, dating from the colonial
period. The development of local self-government in Britain’s settled
colonial possessions during the middle part of the 19th century
following the dismantling of the old and unrepresentative colonial
system was marked by the establishment of miniature replicas of the
Queen’s government, which in the principal provinces of British North
America, the Australian states, and New Zealand was reproduced in the
form of a governor, executive council, and legislature.
Eventually these arrangements came fully to respect their origins in
England’s constitutional history, their underlying purpose being to
carry forward the principle of constitutional responsibility for the
exercise of power. More particularly, and after some struggle, the
principle of ministerial responsibility became the centrepiece of these
colonial arrangements, the members of the executive council being
individually responsible to the legislature with the governor acting on
" advice".
A colony was, nevertheless, not an independent state. The governor,
although the representative of the constitutional Crown, was answerable
to the Crown’s advisers in Whitehall. In matters other than local
government, or when doubts arose about the powers of a colonial
administration to take specific actions, the governor might be required
to act on the instructions of the Colonial Secretary at Whitehall rather
than on the advice of his executive council. Direct intervention by
Whitehall would, however, have been " at variance with the
acknowledged principles of ministerial responsibility within the colony
in all matters of local concern". 4 Although
constitutional responsibility was achieved only after some struggle with
colonial governors and Whitehall, once established respect for the
principle had particular consequences for the role of colonial
legislatures and later for the parliaments that were established when
the former colonies achieved independence through dominion status.
The potential conflict between the governor’s instructions from
Whitehall and the advice of his executive council (and the consequent
threat to the responsible exercise of power in the colony) was largely
avoided by requiring executive councils to exercise the authority of the
Crown through the legislature rather than by virtue of the prerogative,
and through the related practice of disallowing colonial legislation.
Ministerial responsibility vis-à-vis the legislature was in no
way trammelled if a proposal of a minister was approved by the
legislature, and the action of the legislature subsequently disallowed
by the Imperial Crown. As Alpheus Todd has noted:
The supremacy of the Crown over colonies which possess
representative institutions, and have been further intrusted with
privileges of local self-government by the incorporation into their
political system of the principle of responsible government, is
ordinarily exercised only in the appointment and control of the
governor as an Imperial officer, and in the allowance or disallowance
in certain cases of the enactments of the local legislatures.5
This procedure for ensuring the constitutional responsibility of
colonial ministers to colonial legislatures gave the latter a greater
role in administrative and other matters than was enjoyed by Parliament
at Westminster, where such arrangements were usually carried out on the
authority of the royal prerogative without reference to Parliament.
The pattern established in the colonial period was followed after
Canada achieved dominion status, and although disallowance by Whitehall
of the Canadian Parliament’s legislative proposals was for most
practical purposes a dead letter after 1867, the tradition was preserved
of calling upon Parliament to act in a wide variety of administrative
matters including the organizational framework of the public service and
the standards by which it is managed.
The Structure of Government
Canada’s colonial heritage provided from the outset that the
dominion government would seek to use the law-making rather than
prerogative authority for major new organizational forms and important
administrative matters. In accordance with the practices described
earlier, the provinces of British North America had sought legislative
bases for their major administrative units, and these (particularly
those of the Province of Canada) were carried forward, elaborated, and
added to by the new federal Parliament.6
Parliament has provided a legislative base for each department of
government, and it authorizes the payment of salaries to ministers. Each
minister is individually responsible for his or her department. The
system is built on this individual responsibility and revolves around
twenty odd program departments whose ministers are responsible for the
greater part of governmental spending. These are the ministers whose
activities in Parliament and the public service provide the essential
basis of ministerial government and from whom accountability for the
exercise of power through the expenditure of public monies is sought by
Parliament.7
The relationship between ministers is confederal in character. Each
represents particular interests - departmental, regional, constituency,
political, and so on. In the dignified constitution ministers are sworn
to the Privy Council to advise the Governor General in the fulfillment
of the Crown’s duty to exercise the executive powers. 8
In the efficient constitution ministers are appointed to office by
the Prime Minister and they exercise their individual functions in
concert with the functions of their colleagues, and do so through the
instrument of the Prime Minister’s cabinet. The confederacy of
independent ministers is made workable through the convention of
collective responsibility. The convention is reflected in the activities
of each minister, and ministers who preside over the spending
departments are assisted by colleagues, whose functions are principally
co-ordinating in character. As might be expected, given the origins of
collective responsibility in the system, principal among these co-ordinators
are ministers who exercise special powers over matters of finance and,
in the case of the Prime Minister, appointment to high office.9
The system faithfully reflects the evolution of constitutional
responsibility stretching back to Magna Carta and beyond.
Ministers, individually responsible for their expenditure of taxes are
co-ordinated in these activities by colleagues whose function is to
ensure the maintenance of solidarity within the ministry through the
cultivation of collective responsibility among their colleagues.
Each minister’s actions reflect the individual and collective
responsibilities of the system that has been built up to ensure that
they and their subordinates in the public service exercise power in a
manner acceptable to a majority of the elected house of Parliament.
Ministers are held accountable for the exercise of power by their
colleagues internally and publicly each day in the House of Commons.
10 The
accountability of ministers to Parliament is the cornerstone of our
constitutional system and the essence of the historical precedents that
require individuals personally to answer to the House of Commons for
their use of power. The collective responsibility of ministers is also
tested each day in the House, and this conventional need for unity
imposes an additional discipline on ministers, requiring them to account
internally to each other for the exercise of their individual authority.
Throughout the system of government individual responsibility is
sharpened by the requirements of collective responsibility. Each level
of the bureaucracy reflects the confederal nature of the system, which
builds up through the bureaucratic hierarchy to the level of ministers.
It is a process that seeks constantly to resolve conflicting interests
arising from the independent powers that flow from each minister’s
individual authority.
In theory, ministers are independent members of the confederal system
that they themselves constitute. In practice, their independence is
constrained by the need to find accommodations with their colleagues.
The system is, therefore, based on a collective leadership, whose
constituent elements seek constantly to establish and maintain a state
of equilibrium. Ministers are supported throughout by a public service,
which must also seek constantly for a balance between the interests and
powers of the confederacy that it serves. The resolution of conflict is
a constant and necessary concern of ministers, and is fundamental to
ensuring that ministers exercise the power of the state responsibly.
Extreme views, or initiatives that ignore the responsibilities of others
in the system, threaten its essential equilibrium.
Conclusion
Our system of government is not compartmentalized as between the
government and Parliament. The executive is composed of Members of
Parliament and is therefore not separate from Parliament. In order to
provide sound government, ministers will endeavour to accommodate views
based on differing responsibilities and interests, and to a large extent
Parliament relies on the collective responsibility of the ministry to
ensure that the responsibility of each minister is being exercised
fairly and effectively. Indeed, the tension inherent in the search for
equilibrium among differing functions and interests within the
confederacy of ministers is essential to collective government by
ministers, and without it Parliament would not have confidence in the
government. As was noted earlier, Parliament historically has relied in
part on the ministry itself to ensure responsible government. It expects
ministers to answer for the way they discharge their duties, but
Parliament does not itself seek to order the day to day affairs of
government. This reliance on internal self-discipline is made possible
by collective responsibility, and as the tasks of government grow more
complex, the inter-reliance of ministers increases, providing additional
checks on the exercise of the power vested in each.
1
The preamble reads in part: "
Whereas the Provinces of Canada, Nova Scotia and New Brunswick
have expressed their desire to be federally united into One
Dominion under the Crown of the United Kingdom of Great Britain
and Ireland, with a Constitution similar in principle to that of
the United Kingdom.... And whereas on the Establishment of the
Union by Authority of Parliament it is expedient, not only that
the Constitution of the Legislative Authority in the Dominion be
provided for, but also the Nature of the Executive Government
therein be declared..." The British North America Act
1867, 30° & 31° Victoriae, cap. 3, 29 March 1867.
2
The South Africa Act of 1909 was
more specific about the organization of the government taking the
summary of constitutional developments further than the BNA Act.
Section 14, in particular, refers to departments of government
being headed by ministers, who shall be members of the Executive
council.
3
This provision had also appeared in the
Act of Union of 1840 that created the Province of Canada.
4
Alpheus Todd, Parliamentary
Government in the British Colonies 2nd edn., (London: Longmans,
Green, 1894) p. 200. In British North America, more precisely in
the provinces of Canada and Nova Scotia, ministerial
responsibility was established in the 1840's during the decade
following the Durham Report.
5
Alpheus Todd, Parliamentary
Government in the British Colonies pp. 107-108.
6
For another aspect of the influence of
our colonial experience on the development of the
post-confederation public service, see J.E. Hodgetts, The
Canadian Public Service (Toronto, 1973) pp. 55-58. It should
also be noted that in 1867 the dominion government took over
intact the institutions of the former Province of Canada, the BNA
Act having made separate provision for the reestablishment of
the former provinces of Upper and Lower Canada in the sections of
the act dealing with Ontario and Quebec.
7
It was noted above (p. 4) that
collective as opposed to individual responsibility is primarily
conventional rather than legal in character. Legal collective
responsibility is in fact reflected extensively in the law of the
constitution. Action in the system is taken either by ministers
individually or by the Crown on the collective advice of
ministers. In each case the authority for action may reside either
in powers bestowed by the Crown in Parliament or in the
prerogative. Ministers have always been individually responsible
for their departments, but until the end of the second world war
it was common practice to require ministers to take specific
actions only with the approval of the Governor in Council. The
reasons for this were political and to some extent reflected
successive Prime Ministers’ apprehension about the ability of
colleagues to exercise powers prudently. In a limited way the
requirement had the effect of introducing into the law of the
constitution the conventional political function of the cabinet in
seeking to maintain collective responsibility. The effect was
limited, however, because the formal collective decisions required
were largely administrative in nature having to do with contracts,
appointments, and other matters of similar interest. As Professor
Mallory has noted, the need for such formal vetting of
administrative decisions declined as patronage became a less
prominent feature of government; see The Structure of Canadian
Government (Toronto, 1971) p. 104. Today, legal responsibility
devolving on ministers collectively through the Governor in
Council is reserved for important matters in which the government
wishes to demonstrate formally action or advice that has been
sanctioned by all ministers. Apart from the public nature of an
order or minute of the Council, this device enables the government
to provide legal evidence that action has been taken by the
government, which contrasts with the more usual situation in which
a minister acts on his or her individual authority having where
appropriate informally secured the approval of the cabinet. In
such cases the action is the minister’s, cabinet having played
its political function of ensuring that the minister will be
supported by his or her colleagues. Action by the Governor in
Council is formal action taken by the government and can be proven
legally by production of an Order in Council to a court of law.
Action by a minister may be equally formal and can be proven in
law, but the fact of cabinet approval does not indicate any formal
sharing of the minister’s personal responsibility. Nor because
of cabinet confidence would it be desirable for evidence of
cabinet decision to be used to indicate that the minister’s
action was in fact the action of the government.
8
This provides one of the legal bases of
the responsibility of ministers. The statutes that Parliament has
enacted providing for their offices form the second legal basis
for their responsibility. See above p. 4, footnote 3.
9
Co-ordinating ministers are also to be
found in areas such as external and urban affairs, common
services, and science and technology.
10
A recent Prime Minister of England has
described the trepidation with which ministers prepare for
question period, which he refers to as the " high tribunal of
the nation" . Unlike the practice at Westminster, in Canada
ministers do not receive notice of questions and must answer in
the House every day rather than from time to time. See Sir Harold
Wilson, The Governance of Britain (London, 1976) p. 133ff.
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