Emergency department use as
a component of total ambulatory care: a population
perspective
Cameron A. Mustard,*§ ScD; Anita L.
Kozyrskyj,* MSc; Morris L. Barer,§ PhD;
Sam Sheps, MD, MSc
CMAJ 1998;158:49-55
[ résumé ]
From *the Manitoba Centre for Health Policy and
Evaluation, Department of Community Health Sciences,
Faculty of Medicine, University of Manitoba,
Winnipeg, Man., the Centre for Health Services
and Policy Research and the Department of
Health Care and Epidemiology, University of British
Columbia, Vancouver, BC, and §the Population Health
Program, Canadian Institute for Advanced Research
This article has been peer reviewed.
Reprint requests to: Dr. Cameron A.
Mustard, Institute for Work & Health, 702250
Bloor St. E, Toronto ON M4W 1E6; fax 416 927-4167
© 1998 Canadian Medical Association (text
and abstract/résumé)
See also:
Contents
Abstract
Objectives: (a) To describe the overall
proportion of ambulatory care provided in emergency
departments for a complete urban population, (b) to
describe the variation across small geographic areas
in the overall proportion of ambulatory care provided
in emergency departments and (c) to identify
attributes of small-area populations that are related
to the provision of high proportions of total
ambulatory care in emergency departments.
Design: Cross-sectional ecologic study
combining 4 sources of secondary data on health
service utilization and socioeconomic status.
Setting: Winnipeg.
Participants: A total of 657 871 residents
of metropolitan Winnipeg in the period April 1991 to
March 1992, grouped into 112 neighbourhoods.
Main outcome measure: A proportion
calculated, for each neighbourhood population, from
the estimated count of emergency department visits
divided by the population's use of total ambulatory
care for a sample of 55 days in the study period.
Results: The overall proportion of
ambulatory care provided in emergency departments was
4.9% (range 2.6% to 10.8%), representing 35.5
emergency department visits per 100 person-years.
Neighbourhoods with a higher proportion of total
ambulatory care provided in emergency departments
were characterized by lower mean household income, a
higher proportion of emergency department visits for
mental illness and a higher proportion of residents
with treaty Indian status. Measures of need for
medical care for were not consistently associated
with the proportion of ambulatory care received in
emergency departments.
Conclusions: In a health care system with
an adequate supply of primary care physicians and
universal insurance, this study has documented
significant variation across small geographic areas
in the proportion of total ambulatory care received
in emergency departments. In the absence of strong
evidence that this variation was associated with
underlying need, the results suggest that attention
be paid to the accessibility of conventional primary
care.
Résumé
Objectifs : a) Décrire la proportion
globale des soins ambulatoires prodigués par les
services d'urgence pour une entière population
urbaine, b) décrire la variation entre des secteurs
géographiques peu étendus dans la proportion
globale des soins ambulatoires prodigués par les
services d'urgence et c) définir les
caractéristiques de populations de secteurs peu
étendus qui sont liées à la prestation de
proportions élevées de soins ambulatoires
intégraux par les services d'urgence.
Conception : Étude écologique
transversale combinant quatre sources de données
secondaires sur l'utilisation des services de santé
et la situation socio-économique.
Contexte : Winnipeg.
Participants : Au total, 657 871
résidents de la région métropolitaine de Winnipeg
au cours de la période d'avril 1991 à mars 1992,
regroupés en 112 quartiers.
Principale mesure de résultats : Une
proportion fondée, pour la population de chaque
quartier, sur le nombre estimatif de consultations à
l'urgence divisé par l'utilisation totale qu'a faite
la population des soins ambulatoires pendant
l'échantillon de 55 jours au cours de la période
d'étude.
Résultats : La proportion globale
des soins ambulatoires prodigués par les services
d'urgence a atteint 4,9 % (fourchette de
2,6 % à 10,8 %), ce qui représente 35,5
consultations à l'urgence par 100 années-personnes.
Dans les quartiers où la proportion totale des soins
ambulatoires fournis par les services d'urgence
était plus élevée, le revenu moyen des ménages
était plus bas, on consultait davantage les services
d'urgence pour des maladies mentales et la population
comptait une plus grande proportion d'Indiens
inscrits. On n'a pas établi de lien clair entre les
mesures du besoin de soins médicaux et la proportion
des soins ambulatoires reçus aux services d'urgence.
Conclusions : Dans un système de
soins de santé où le nombre des médecins de
premier recours est suffisant et où il existe un
régime d'une assurance universelle, cette étude
fait ressortir une variation importante entre des
secteurs géographiques restreints quant à la
proportion totale des soins ambulatoires reçus dans
les services d'urgence. Comme il n'y a pas de
données probantes solides pour démontrer un lien
entre cette variation et le besoin sous-jacent, les
résultats indiquent qu'il faut tenir compte de
l'accessibilité des soins primaires ordinaires.
[ Contents ]
Introduction
Emergency departments have 2 core functions in an
integrated primary care system: the provision of
specialized clinical skills focused on the assessment
and management of urgent or emergent medical needs,
and the provision of continuous 24-hour access to
primary care services. These are important primary
care roles; recent Canadian estimates suggest that
15% to 25% of urban populations will use emergency
department services at least once in a 12-month
period.1,2
Attention has been focused on aspects of the use
of emergency services that appear to be incongruent
with the specialized role of emergency departments in
the continuum of primary care. A considerable
proportion of emergency department contacts, for
example, represents nonurgent need for medical care.38
In some settings, especially among uninsured people
in populations without universal insurance coverage,
hospital emergency departments may function as the
regular source of primary care.911
Studies describing the use of emergency departments
across small geographic areas have documented
relatively strong variation in use rates.2,6,12,13
These studies, which typically construct rates of
emergency department use per unit of population, have
shown associations with population characteristics,
which suggests that this geographic variation can be
attributed in part to the distribution of need across
areas.
To improve the information currently available on
population use of emergency departments in the
Canadian health care system, we carried out a study
in a large metropolitan community. Our objectives
were (a) to describe the overall proportion of
ambulatory care provided in emergency departments for
a complete urban population,( b) to describe the
variation across small geographic areas in the
overall proportion of ambulatory care provided in
emergency departments and (c) to identify attributes
of small-area populations that are related to the
provision of high proportions of total ambulatory
care in emergency departments.
The measure of interest in our study, the
proportion of total ambulatory care used by a
population provided in the emergency department,
represents a novel and potentially useful approach to
describing the use of emergency departments.
Conceptually, the study considers emergency
department use to be a component of ambulatory care.
The determinants of emergency department use are
organized to be consistent with Andersen and Newman's
framework of predisposing, enabling and need
characteristics.14 By expressing emergency
department use as a proportion of total ambulatory
care, we focus on variation in the site of ambulatory
care delivery rather than on simple variation in the
crude rate of emergency department use.
In designing this study we hypothesized that the
proportion of total ambulatory care provided by
emergency departments varies across neighbourhoods
and that characteristics of these small-area
populations associated with this variation include
age structure, the underlying need characteristics of
the population, measures of socioeconomic status and
distance to the emergency department. Although
differences across small areas in the supply of
physicians in primary care practice may also be
relevant, we did not measure this characteristic.
[ Contents ]
Methods
Population and study period
The population for this study comprised the 657
871 residents of the City of Winnipeg in the period
April 1991 to March 1992. This period corresponds to
the sample frame used in a previous investigation
describing the use of 8 emergency departments in
Winnipeg hospitals, which estimated that 230 500
emergency department encounters occurred in this
12-month period.8 The rate of emergency
department use estimated from that study, 35.5 visits
per 100 person-years, is generally consistent with
estimates from US survey sources.7 The
annual use rate for ambulatory care in this setting,
age-adjusted to the provincial population
distribution, has been estimated to be 507 physician
visits per 100 person-years.15
Sources of data
Data for this study were obtained from 4 sources:
registration files of the Manitoba Health Services
Insurance Plan (MHSIP), computerized records of
physician reimbursement claims maintained by MHSIP,
information abstracted from a 55-day sample of 8767
emergency department charts, and public use files
from the 1991 Canadian census.
The MHSIP registration file contains a record for
every person registered to receive insured services
in the province and records birthdate, sex and
geographic location of residence. We used information
from this file to develop population denominators.
All records of physician reimbursement for
ambulatory care provided to residents of Winnipeg
under fee-for-service arrangement were selected from
the MHSIP master file. Ambulatory care was defined as
services provided by general practitioners and
specialists in physician offices, outpatient hospital
settings, emergency departments or the patient's
home. By including ambulatory visits to specialists,
the study consolidated both primary and consultative
care. During the study period physicians in 5 of the
8 emergency departments provided services through a
salary agreement; these encounters were therefore not
documented in the file of fee-for-service physician
reimbursement claims.
To acquire information on emergency department
use, we developed a 2-stage stratified systematic
sample of emergency department charts. To construct
this sample, we obtained emergency department logs
recording consecutive visits by patients presenting
for care from the 8 urban hospital emergency
departments for a sample of 55 days between Apr. 1,
1991, and Mar. 31, 1992. From these logs we selected
a systematic sample of every third case for visits
between midnight and 8 am, and every fifth case for
visits between 8 am and midnight. The charts for
these sampled cases were then obtained from the
hospital medical record department, abstracted by a
group of 4 trained staff and entered in an electronic
database. On the basis of the known probability of
sampling, we developed sample weights for each record
that provided estimates of annual emergency
department use for this population. A detailed
description of the sampling and abstracting
procedures is available elsewhere.8
We obtained files describing the social and
economic characteristics of each census enumeration
area in Winnipeg from public sources. Public use
census resources include a conversion file linking
postal codes to the census geography. This file
contains latitude and longitude measures for each
geographic unit, which allows calculation of
distances between geographic areas.
Measures
As an ecologic study, the unit of observation was
defined as geographically defined populations.
Geographic neighbourhoods were formed from clusters
of contiguous 6-digit postal codes, based on the
first 4 digits of the postal code.16 This
method produced 112 geographically contiguous
neighbourhoods, with a mean neighbourhood population
of 5900 (standard deviation 734). Postal code
clusters that contained fewer than 100 people or
fewer than 20 visits to the emergency department were
excluded from analysis because of the potential for
instability in the estimates of emergency department
use. Less than 1% of the population and 1.7% of
emergency department visits were excluded on the
basis of these criteria.
The dependent variable in this study was
calculated as the weighted estimate of emergency
department visits for the 55-day sample period
obtained from the sample of charts, divided by the
population's use of total ambulatory care for the
same 55 days. This rate was computed for each of the
112 neighbourhoods. A potential bias arises if
emergency department use at the 5 sites where
physicians provided services through a salary
agreement is omitted from the calculation of the
denominator measure of total ambulatory care for each
geographic neighbourhood. To incorporate this missing
information, we computed estimates of use at these 5
emergency departments, for each of the 112 geographic
units, from the sample of emergency department charts
and added the estimates to the denominator measure of
total ambulatory care.
For each geographic area we calculated the
following independent variables, categorized
according to Andersen and Newman's model of the
determinants of health service use:14
predisposing factors, enabling factors and need
factors.
For the predisposing factors, 4 demographic
measures were computed for each of the 112
neighbourhoods: the proportion of the population that
was female, the proportion under the age of 15 years,
the proportion over the age of 65 years and the
proportion with treaty Indian status.
For the enabling factors, we calculated the
distance to the emergency department for each
geographic area from latitude and longitude
coordinates provided on the postal code conversion
file of the public use census data.17 From
these data, we computed the weighted average distance
travelled per postal code cluster as follows. The
distance from the postal code cluster to a given
hospital was multiplied by the number of emergency
department visits to that site. For each postal code
cluster, these results were summed across all
emergency departments and divided by the total number
of emergency department visits in each cluster,
producing a measure of the weighted average distance
travelled per postal code cluster.2 Mean
household income for each neighbourhood was
calculated from 1991 public use census data.16,1820
In addition, we created a measure of temporal access
to ambulatory care services by computing the
proportion of emergency department visits during
normal physician hours, designated as 9 am to 5 pm.6,12
Four characteristics of emergency department use
were developed as crude indicators of population need
for emergency care: the proportion of emergency
department visits that were urgent or emergent, as
classified by emergency department staff; the
proportion of emergency department visits that
resulted in admission to hospital; the proportion of
total emergency department visits in which an injury
diagnosis (ICD-9-CM 80099921) was
recorded; and the proportion of total emergency
department visits in which a mental illness diagnosis
(ICD-9-CM 290319) was recorded. In addition, we
obtained a measure of the extent of use of ambulatory
services for mental illness by computing the
proportion of all ambulatory visits for mental
illnesses.
Statistical analysis
The rate of emergency department visits per 100
ambulatory visits was assumed to be a continuous
measure. The distributional characteristics of this
measure were verified as satisfying the assumptions
of linear regression analysis. We computed Pearson
correlation coefficients for variables of interest
and conducted collinearity diagnostics in fitting the
regression models.
We used univariate and multivariate linear
regression models to estimate predictors of variation
in the rate of emergency department visits per 100
ambulatory visits. Interactions between household
income and other significant variables were tested to
assess the influence of socioeconomic status on other
factors in predicting emergency department use.
[ Contents ]
Results
The study population of 657 871 residents of
Winnipeg made 677 661 ambulatory visits in the
55 days sampled for this study. In this same period
the population had an estimated 33 441 emergency
department contacts (35.5 emergency department visits
per 100 person-years). The overall proportion of
ambulatory care provided by emergency departments was
4.9%; the proportion varied across neighbourhoods,
ranging from 2.6% to 10.8% (Fig. 1). Approximately 45% of
emergency department visits were urgent or emergent,
13% resulted in hospital admission, 37% were
associated with an injury diagnosis, 3% were
associated with a diagnosis of mental illness, and
46% occurred during physician office hours.
The demographic characteristics of people
residing in the 112 study neighbourhoods were, on
average, as follows: 52% female, 20% less than 15
years old, 14% more than 65 years old and 2.2% treaty
Indian status (Table
1). The mean neighbourhood income was $44 242. A
total of 5.5% of all ambulatory contacts with
physicians in these neighbourhoods were for the
treatment of mental health disorders.
As expected, neighbourhoods that had high overall
rates of ambulatory care use also had high rates of
emergency department contact. At the neighbourhood
level the correlation of total ambulatory contacts
per 1000 population and emergency department contacts
per 1000 population was 0.86 (p < 0.001).
Also as expected, the proportion of total ambulatory
care provided in emergency departments and the rate
of total ambulatory contacts per 1000 population were
not correlated (r = -0.05, p = 0.63).
The correlation among predisposing, enabling and need
factors confirmed prior expectations: for example,
neighbourhoods with a larger proportion of older
people had a higher proportion of female residents
and also had a higher proportion of emergency
department visits resulting in hospital admission
(data not shown).
Table 2
shows the associations between neighbourhood
characteristics and emergency department use per 100
ambulatory visits estimated from univariate and
multivariate regressions. In the univariate analysis
a higher proportion of ambulatory care was provided
by emergency departments in neighbourhoods with a
larger proportion of female residents (p = 0.038)
or a greater proportion of residents with treaty
Indian status (p < 0.001).
Neighbourhood age characteristics were not associated
with variation in the proportion of total ambulatory
care provided in the emergency department. Distance
to the emergency department and mean neighbourhood
household income were inversely related to the
proportion of total ambulatory care provided in
emergency departments (p < 0.001).
Finally, neighbourhoods with a higher proportion of
urgent emergency department visits (p < 0.001)
or a larger proportion of visits for mental illness (p < 0.001)
were significantly more likely to have a higher
proportion of total ambulatory care in emergency
departments.
In the multivariate model 4 factors explained 52%
of the variation in the proportion of total
ambulatory care provided in emergency departments:
the proportion of the population with treaty Indian
status, the mean neighbourhood household income, the
proportion of emergency department visits for mental
illness and the proportion of total ambulatory visits
for mental illness (Table 2). Neighbourhood sex
distribution, the proportion of emergency department
visits classified as urgent or emergent, and distance
to the emergency department were not significant
predictors of emergency department use.
[ Contents ]
Discussion
The estimated rate of emergency department
visits observed in our study, 35.5 per 100
person-years, is in agreement with estimates from
typical urban North American settings.1,7
The emergency department visits were also similar to
other descriptive accounts in the proportion of
visits that were urgent, that resulted in hospital
admission and that were related to injury or mental
illness.7
Two different explanations can be considered for
the observed variation across neighbourhoods in the
proportion of total ambulatory care provided by
emergency departments. The first hypothesis would
propose that populations differ in the proportion of
total need for ambulatory care that presents as
urgent or emergent acute medical events. Populations
experiencing a higher proportion of urgent medical
needs relative to their total need for ambulatory
care would be expected to receive a higher proportion
of total ambulatory care in emergency departments.
We did not identify evidence in support of this
hypothesis. For example, populations with a larger
proportion of elderly residents, which might be
expected to have a higher incidence of urgent or
emergent medical events as a proportion of total need
for ambulatory care, were not found to receive a
higher proportion of total ambulatory care in
emergency departments. Similarly, the proportion of a
population's emergency department visits that
resulted in hospital admission and the proportion of
visits classified as urgent or emergent were not
associated with the proportion of total ambulatory
care provided in emergency departments. Although
differences in need across populations are clearly
expected to influence the rate of emergency
department visits when measured on a population
denominator, in our study measures of need were not
associated with variation in the proportion of total
ambulatory care provided in emergency departments.
An alternative set of explanations may rest with
hypotheses concerning the structural features of the
distribution of primary health care providers and,
separately, patients' attitudes and preferences
regarding primary care. In our study mean
neighbourhood household income was strongly and
inversely related to the proportion of total
ambulatory care received in the emergency department,
and this association was independent of the available
indicators of need for medical care. This finding is
consistent with the results of several other studies.1,2,6
Time constraints imposed by occupational conditions
or number of parents in the home may limit the
ability of socioeconomically disadvantaged households
to use conventional primary care. For example, in
results reported from the Ontario Health Survey,
children in single-parent households were 1.4 times
more likely to visit the emergency department than
those in 2-parent households.1 In another
study, from Manitoba, children in lower income
neighbourhoods had poorer continuity of primary care
than those in median and upper income neighbourhoods.22
Although not measured in our study, it may be
useful to consider the role of patients' attitudes
and preferences regarding primary care. Households
that select emergency departments as the regular
source of primary care may be expressing preferences
that, although discordant with clinical perspectives
on the role of the emergency department, may be
congruent with their cultural and social experience.
In an ecologic study Shah-Canning and colleagues23
found that neighbourhoods with a higher proportion of
aboriginal residents received a greater proportion of
total ambulatory care in emergency departments.
In addition, the geographic distribution of
primary care providers is a potentially important
structural feature of primary care that may be
expected to influence the use of emergency
departments. There are substantial conceptual
challenges to implementing a simple measure of
physician density at the small neighbourhood level of
aggregation described in our study. It would be
appropriate to address these issues in more detail in
future research.
It is also important to acknowledge the
substantial potential for analytic and inferential
error arising from ecologic study designs.24
Further research at the individual level is required
to confirm the magnitude and direction of
associations observed at the neighbourhood level in
this study.
Our study has presented a description of
emergency department use as a component of a
population's total use of ambulatory care. We have
argued that the variation across neighbourhoods in
the proportion of total ambulatory care provided in
the emergency department does not appear to be
strongly related to underlying differences in
populations' need for urgent and emergent acute
medical care. Instead, our findings indicate that it
may be appropriate to focus on constraints associated
with the organization and delivery of primary care in
socioeconomically disadvantaged communities. Large
reductions in emergency department use have been
reported in Medicaid demonstration programs of
primary care management in the US.9
Similar innovative approaches may be indicated in
Canadian urban settings.
[ Contents ]
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